Securities fraud involves in investors losing money as a result of fraudulent acts committed by stockbrokers, hedge fund owners, or company owners.  The fraud perpetrated on investors include stock manipulation, wire fraud, theft from securities accounts, non-disclosure, insider trading, and general stock fraud, which includes the overstating of assets and revenues.  

Securities fraud is prosecuted by local United States Attorney’s Offices around the country.  Those indicted include stock brokers, financial advisors, and analysts who are alleged not only to have breached their fiduciary duties with their clients but committed financial crimes.  Most crimes involves some form of misrepresentation to the client or misappropriation of investor funds.  These cases can be very complex and document intensive.

Mr. Seitles’ takes a methodical approach to securities fraud cases to ensure every plausible defense is explored.  Moreover, he seeks to simplify often complex financial charges so juries can relate to his client and understand he or she is innocent of what is alleged by the government. 

Call Mr. Seitles today at (305) 379-6667 or contact us online to schedule an appointment for your free initial consultation.